Legal/Form ADV Part 2A
Disclosure Information
Mariner is the marketing name for the financial services businesses of Mariner Wealth Advisors, LLC and its subsidiaries. Investment advisory services are provided through the brands Mariner Wealth, Mariner Independent, Mariner Institutional, Mariner Ultra, and Mariner Workplace, each of which is a business name of the registered investment advisory entities of Mariner. For additional information about each of the registered investment advisory entities of Mariner, including fees and services, please contact Mariner or refer to each entity’s Form ADV Part 2A, which is available on the Investment Adviser Public Disclosure website (www.adviserinfo.sec.gov). Registration of an investment adviser does not imply a certain level of skill or training.
This website contains information regarding Mariner and its affiliates. Mariner does not provide all services listed on this site; some services are provided by affiliates and are subject to additional fees.
Affiliates (non-registered investment advisers):
- Mariner Specialty Tax Services, LLC (“MSTS”) provides specialty tax services.
- Mariner Trust Company, LLC (“MTC”) is a state chartered public trust company organized under the laws of South Dakota and provides administrative trust services and other related services.
- Mariner Insurance Resources, LLC (“MIR”) provides insurance related services.
- Mariner Capital Advisors, LLC (“MCA”) provides investment banking and valuation advisory services.
- Mariner Financial Wellness, LLC (“MFW”) provides a financial wellness platform to companies.
- MSEC, LLC is a registered broker/dealer and member FINRA and SIPC.
The information contained herein should not be construed as personalized investment, legal, tax or insurance advice and should not be considered as a solicitation to buy or sell any security or engage in a particular investment strategy. There is no guarantee that the views and opinions expressed will come to pass.
Certain of our representatives are licensed insurance agents and in such capacity may recommend on a fully disclosed basis the purchase of certain insurance-related products. These individuals are compensated for the sale of these insurance-related products. The recommendation by a representative of Mariner that a client purchase an insurance commission product presents a conflict of interest, as the receipt of commission may provide an incentive to recommend investment products based on commissions received, rather than on a particular client’s need. No client is under any obligation to purchase any commission products from a representative of Mariner. Clients are reminded that they may purchase insurance products recommended by Mariner through other, non-affiliated insurance agents.
For additional information about Mariner or its affiliates, including fees, services provided, please contact us or refer to the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov. Please read the disclosure statement carefully before you invest or send money. To read our Form ADV, please click one of the following links:
General Disclaimer
Information included on this website may include statements concerning financial market trends and/or individual stocks, and are based on current market conditions, which will fluctuate and may be superseded by subsequent market events or for other reasons. Historic market trends are not reliable indicators of actual future market behavior or future performance of any particular investment which may differ materially, and should not be relied upon as such. The investment strategy and broad themes discussed herein may be unsuitable for prospective or current clients depending on their specific investment objectives and financial situation. Information contained in the material has been obtained from sources believed to be reliable, but it is not guaranteed. You should note that the materials are provided “as is” without any express or implied warranties.
Links to appearances and articles by Mariner and its affiliates, members, officers, employees, whether in the press, on television or otherwise, are provided for informational purposes only and in no way should be considered a recommendation of any particular investment product, vehicle, service or instrument or the rendering of investment advice, which must always be evaluated by a prospective client in consultation with his or her own wealth advisor and in light of his or her own circumstances, including but not limited to the client’s investment horizon and risk tolerance. Investing is subject to market risks. Clients acknowledge and accept the potential loss of some or all of an investment’s value. Views represented are subject to change at the sole discretion of Mariner. Mariner does not undertake to advise you of any changes in the views expressed herein.
Past performance is not a guarantee of future results. All investments involve a degree of risk, including the risk of loss.
Terms of Use
These “Terms of Use” set forth the terms and conditions that apply to your use of this website . By using the website (other than to read this page for the first time), you agree to comply with all of the Terms of Use set forth herein. The right to use the website is personal to you and is not transferable to any other person or entity.
Copyrights and Trademarks
A. No person is authorized to use, copy or distribute any portion of the website, including related graphics.
B. Mariner and other trademarks and/or service marks (including logos and designs) found on the Web Site are trademarks/service marks that identify Mariner and the goods and/or services provided by Mariner. Such marks may not be used under any circumstances without the prior written authorization of Mariner.
Links to Third-Party Websites – Mariner may provide hyperlinks to third-party websites as a convenience to users of the website. Mariner does not control third-party websites and is not responsible for the contents of any linked-to, third-party websites or any hyperlink in a linked-to website. Mariner does not endorse, recommend or approve any third-party website hyperlinked from the website. Mariner will have no liability to any entity for the content or use of the content available through such hyperlink.
No Representations or Warranties; Limitations on Liability – The information and materials on the website could include technical inaccuracies or typographical errors. Changes are periodically made to the information contained herein.
MARINER MAKES NO REPRESENTATIONS OR WARRANTIES WITH RESPECT TO ANY INFORMATION, MATERIALS OR GRAPHICS ON THE WEBSITE, ALL OF WHICH IS PROVIDED ON A STRICTLY “AS IS” BASIS, WITHOUT WARRANTY OF ANY KIND AND HEREBY EXPRESSLY DISCLAIMS ALL WARRANTIES WITH REGARD TO ANY INFORMATION, MATERIALS OR GRAPHICS ON THE WEB SITE, INCLUDING ALL IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE AND NON-INFRINGEMENT. UNDER NO CIRCUMSTANCES SHALL THE SITE OWNER OR PUBLISHER BE LIABLE UNDER ANY THEORY OF RECOVERY, AT LAW OR IN EQUITY, FOR ANY DAMAGES, INCLUDING WITHOUT LIMITATION, SPECIAL, DIRECT, INCIDENTAL, CONSEQUENTIAL OR PUNITIVE DAMAGES (INCLUDING, BUT NOT LIMITED TO LOSS OF USE OR LOST PROFITS), ARISING OUT OF OR IN ANY MANNER CONNECTED WITH THE USE OF INFORMATION OR SERVICES, OR THE FAILURE TO PROVIDE INFORMATION OR SERVICES, FROM THE WEBSITE.
By using this website, you acknowledge that you have read and understand the foregoing disclaimers and release Mariner and its affiliates, members, officers, employees and agents from any and all liability whatsoever relating to your use of this site, any such links, or any information contained herein or in any such appearances or articles (whether accessed through such links or downloaded directly from this website).
